regions bank chief compliance officer

Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Chief Financial Officer. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Chief Operating Officer. Senior Executive Vice President His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Danella earned a bachelors degree in Economics and English from Vanderbilt. Senior Executive Vice President Andrews experience and insights will help us build on these accomplishments. Dana W. Nolan His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Senior Executive Vice President Senior Executive Vice President Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Gartner helps compliance officers transition confidently andsucceed faster. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. John Turner is president and chief executive officer of Regions Financial Corporation. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Dana Nolan serves as the Head of Investor Relations at Regions. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Fill out the form to connect with a representative and learn more. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Effective July 2, 2018, Turner became the chief executive officer and was appointed . This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. December 09, 2020, 1:13 p.m. EST 1 Min Read. Privacy Policy. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Pichel began his career as a financial analyst with General Motors. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Regions provides links to other websites merely and strictly for your convenience. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Tammy LoCascio Chief Operating Officer . Commercial Banking includes clients with revenues between $1MM and $250MM. Logan M. Pichel Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Cheatham graduated from Auburn University with a bachelors degree in accounting. Prior to assuming his current role, he. Additionally, he served as a member of RMAs Regulatory Relations Committee. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. She leads all institutional, retail and fixed income investor relations functions. Prior to that role he was Head of Strategic and Corporate planning. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Community Affairs Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Hope D.Mehlman Senior Executive Vice President David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He was named president in December 2017. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. February 9, 2021. Prior to that, Danella led Private Wealth Management. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Regions Investment Solutions is a marketing name of Cetera Investment Services. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. She currently holds Series 79, Series 63 and Series 24 licenses. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. She is also a member of the Rotary Club of Greater Birmingham. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Additional information about Regions and its full line of products and services can be found at www.regions.com. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. By clicking the "Access Your Download" button, you are agreeing to the Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Senior Executive Vice President Head of Strategic Planning & Corporate Development. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Senior Executive Vice President William D. Ritter Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Gartner Terms of Use The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He leads the companys Executive Leadership Team. All Rights Reserved. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Executive Vice President Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Head of Consumer Banking Group. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Deron Smithy serves as Regions Treasurer. Jeremy D. King Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Executive Vice President He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. He leads the companys executive leadership team. M. Deron Smithy He began his career in information systems with McDonnell-Douglas. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Andrew Nix. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Bill Ritter serves as Head of the Wealth Management group. Beth Ardoin Chief Communications Officer . Privacy Policy. Sorry, No data match for your criteria. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Scott M. Peters Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Please refine your filters to display data. John B. Owen Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Head of Corporate Banking Group. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. C. Keith Herron Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). About this role. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Executive Vice President Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. By clicking the "Submit" button, you are agreeing to the He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. He is a member of the companys Executive Leadership Team. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. He is a member of the banks Executive Leadership Team. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Bill Ritter serves as Head of the Wealth Management group at Regions. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Corporate governance is my passion. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. He earned a masters degree in Human Resources from Boston University. Hope Dmuchowski Chief Financial Officer. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. By Jeremy King | February 9, 2021. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. 2023 Regions Bank. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Barb Godin Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He is a member of the Regions Executive Leadership Team. Senior Executive Vice President BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. He leads the company's Executive Leadership Team. Senior Executive Vice President Andrews experience and insights will help us build on these accomplishments. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. She also serves as vice president and program chair. Senior Executive Vice President His primary focus was financial institutions. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Use this one-page template to communicate your strategy with internal business partners. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Brett D. Couch Nix will report to Tara Plimpton, chief legal officer for the bank. Executive Vice President He was named president in December 2017. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. steve wynn old forge ny house, how many tanks were lost in vietnam,

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